NASAA News

NASAA, SEC and FINRA Offer Free Resource to Securities Firms to Assist in Detection, Prevention, and Reporting of Financial Exploitation of Seniors
June 15, 2021

NASAA Recognizes World Elder Abuse Awareness Day (June 15, 2021)
June 15, 2021

New NASAA Study Examines Issues Related to Financial Professionals and Diminished Capacity
July 21, 2020

State Report and Hold Laws Show Positive Impact in Fight Against Senior Financial Exploitation
February 11, 2020

NASAA, SEC and FINRA Issue Senior Safe Act Fact Sheet to Help Promote Greater Reporting of Suspected Senior Financial Exploitation
May 23, 2019

NASAA Statement on The Senior Security Act
April 30, 2019

NASAA Statement Regarding the Signing into Law of “The Senior Safe Act”
May 25, 2018

NASAA Spotlights Warning Signs of Guardian Financial Abuse
October 30, 2017

NASAA Survey: Seniors at Risk From Financial Fraud
August 21, 2017

NASAA Study Examines Broker-Dealer Senior Practices and Procedures
June 15, 2017

NASAA Announces Second Senior$afe Training Week
April 25, 2107

NASAA Coordinated Exams Focus on Broker-Dealer Policies and Procedures for Senior Investors
September 12, 2016

NASAA Releases Guide to Practices and Procedures for Protecting Senior Investors and Vulnerable Adults from Financial Exploitation
September 12, 2016

NASAA Adds Financial Services Module to Senior$afe Training Program
September 8, 2016

NASAA Applauds House of Representatives Approval of The Senior$afe Act
July 6, 2016

NASAA Statement on The Senior$afe Act
June 16, 2016

NASAA Recognizes and Supports World Elder Abuse Awareness Day by Announcing Senior$afe Training Week
June 15, 2016

NASAA Unveils Training Program to Combat Elder Financial Abuse
March 30, 2016

NASAA Members Adopt Model Act to Protect Seniors and Vulnerable Adults
February 1, 2016

NASAA Board Approves Release for Comment of Proposed Model Act to Protect Vulnerable Adults from Financial Exploitation
September 29, 2015

NASAA Releases Annual Enforcement Report Indicating Seniors Remain a Top Target for Cons
September 22, 2015

NASAA Supports World Elder Abuse Awareness Day
June 15, 2015

Maine Securities Administrator Outlines Innovative Program to Combat Senior Financial Exploitation
February 4, 2015

NASAA Appoints Advisory Council to Work With Regulators on Committee on Senior Issues and Diminished Capacity
September 16, 2014

New NASAA Initiative Focuses on Senior Investor Issues
August 19, 2014

NASAA, SEC, FINRA Publish Updated Best Practices for Firms Serving Senior Investors
August 13, 2010

NASAA Leads Fight Against Elder Financial Abuse
June 15, 2010

The Most Dangerous Piece of Mail You’ll Get All Year is For a Free Lunch
November 12, 2009

NASAA Supports Congressional Efforts to Protect Senior Investors
September 11, 2009

NASAA, NAPSA Unite to Fight Financial Elder Abuse
June 15, 2009

State Securities Regulators Voice Strong Support For Senior Investment Protection Act
May 4, 2009

State Securities Regulators Continue to See Fraud and Abuse in the Life Settlement Market
April 29, 2009

AARP and NASAA Launch “Free Lunch Seminar Monitor” Program
October 14, 2008

California Gov. Schwarzenegger Signs Senior Investor Protection Legislation Into Law
October 2, 2008

Regulators Release New Report to Assist Financial Services Firms in Serving Older Investors
September 22, 2008

New Hampshire Gov. Lynch Signs Senior Investor Protection Legislation Into Law
July 7, 2008

NASAA Voices Strong Support for Casey/Kohl Legislation to Enhance Penalties for Investment Fraud Against Seniors
June 27, 2008

NASAA Commends Dateline NBC for Helping Expose Questionable Equity Indexed Annuity Sales Practices to Seniors
April 14, 2008

State Securities Regulators Announce New Model Rule on the Use of Senior Certifications and Professional Designations
April 1, 2008

SEC, NASAA and FINRA Announce New Steps to Help Protect Senior Investors
February 8, 2008

“Free Lunch” Investment Seminar Examinations Uncover Widespread Problems, Perils for Older Investors
September 10, 2007

State Securities Regulators Issue Senior Investor Alert
September 10, 2007

NASAA Outlines Dangers Facing Senior Investors
September 5, 2007

NASAA Offers Tips on How to Talk to Aging Parents About Senior Investment Fraud
May 22, 2007

NASAA Survey Shows Senior Investment Fraud Accounts for Nearly Half of all Complaints Received by State Securities Regulators
July 17, 2006

SEC and NASAA Launch Program to Protect Senior Investors
May 8, 2006

NASAA Identifies Threats to Senior Investors in Senate Testimony
March 29, 2006

Regulators Urge Investors to Carefully Check Credentials of ‘Senior Specialists’
December 12, 2005

NASAA Outlines Efforts to Fight Senior Investment Fraud
August 17, 2004

State Securities Cops: Senior Investors Facing a Perfect Storm for Investment Fraud
September 4, 2003