NASAA Government Affairs Contact
Kristen Hutchens
Director of Policy & Government Affairs, and Policy Counsel
NASAA actively advocates the interests of state and provincial securities regulators at all levels of government to protect investors and promote capital markets for the benefit of all investors. Visit NASAA.org for more information about NASAA’s issues advocacy program.
NASAA Comment Letters
NASAA Letter to Senator Sinema and Senator Collins Regarding the Senior Security Act of 2021
March 19, 2021
NASAA Letter to Rep Gottheimer Regarding Senior Security Act of 2021 (H.R. 1565)
March 9, 2021
NASAA Comment Letter on Notice 20-34: Senior Investors – Proposed Amendments to FINRA Rule 2165 and Retrospective Rule Report
December 8, 2020
NASAA Letter in Support of the Edith Shorougian Senior Victims of Fraud Compensation Act of 2020 (S.3487)
June 2, 2020
January 24, 2020
NASAA Letter to House Financial Services Committee Regarding the Empowering States to Protect Seniors from Bad Actors Act (Discussion Draft)
October 16, 2019
NASAA Comment Letter to FINRA Regarding Regulatory Notice 19-27, Seniors Retrospective Rule Review
October 8, 2019
February 16, 2016
NASAA Letter to Sens. Collins and McCaskill Regarding the Introduction of the Senior$afe Act of 2015
October 27, 2015
NASAA Comment Letter to CFPB Regarding Senior Financial Exploitation
August, 20, 2012
NASAA Letter to Congressman Ted Deutch (D-FL) Supporting H.R. 774, “The Senior Investor Protections Enhancement Act of 2011”
March 10, 2011
Senior Connection
Visit our interactive map to contact your state or provincial securities regulator and to find other resources for seniors.