NASAA Media Contact:

Bob Webster
NASAA Communications Director
202-737-0900 | email

Senior Connection

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NASAA News

NASAA Survey: Seniors at Risk From Financial Fraud
August 21, 2017


NASAA Study Examines Broker-Dealer Senior Practices and Procedures
June 15, 2017


NASAA Announces Second Senior$afe Training Week
April 25, 2107


NASAA Coordinated Exams Focus on Broker-Dealer Policies and Procedures for Senior Investors
September 12, 2016


NASAA Releases Guide to Practices and Procedures for Protecting Senior Investors and Vulnerable Adults from Financial Exploitation
September 12, 2016


NASAA Adds Financial Services Module to Senior$afe Training Program
September 8, 2016


NASAA Applauds House of Representatives Approval of The Senior$afe Act
July 6, 2016


NASAA Statement on The Senior$afe Act
June 16, 2016


NASAA Recognizes and Supports World Elder Abuse Awareness Day by Announcing Senior$afe Training Week
June 15, 2016


NASAA Unveils Training Program to Combat Elder Financial Abuse
March 30, 2016


NASAA Members Adopt Model Act to Protect Seniors and Vulnerable Adults
February 1, 2016


NASAA Board Approves Release for Comment of Proposed Model Act to Protect Vulnerable Adults from Financial Exploitation
September 29, 2015


NASAA Releases Annual Enforcement Report Indicating Seniors Remain a Top Target for Cons
September 22, 2015


NASAA Supports World Elder Abuse Awareness Day
June 15, 2015


Maine Securities Administrator Outlines Innovative Program to Combat Senior Financial Exploitation
February 4, 2015


NASAA Appoints Advisory Council to Work With Regulators on Committee on Senior Issues and Diminished Capacity
September 16, 2014


New NASAA Initiative Focuses on Senior Investor Issues
August 19, 2014


NASAA, SEC, FINRA Publish Updated Best Practices for Firms Serving Senior Investors
August 13, 2010


NASAA Leads Fight Against Elder Financial Abuse
June 15, 2010


The Most Dangerous Piece of Mail You’ll Get All Year is For a Free Lunch
November 12, 2009


NASAA Supports Congressional Efforts to Protect Senior Investors
September 11, 2009


NASAA, NAPSA Unite to Fight Financial Elder Abuse
June 15, 2009


State Securities Regulators Voice Strong Support For Senior Investment Protection Act
May 4, 2009


State Securities Regulators Continue to See Fraud and Abuse in the Life Settlement Market
April 29, 2009


AARP and NASAA Launch “Free Lunch Seminar Monitor” Program
October 14, 2008


California Gov. Schwarzenegger Signs Senior Investor Protection Legislation Into Law
October 2, 2008


Regulators Release New Report to Assist Financial Services Firms in Serving Older Investors
September 22, 2008


New Hampshire Gov. Lynch Signs Senior Investor Protection Legislation Into Law
July 7, 2008


NASAA Voices Strong Support for Casey/Kohl Legislation to Enhance Penalties for Investment Fraud Against Seniors
June 27, 2008


NASAA Commends Dateline NBC for Helping Expose Questionable Equity Indexed Annuity Sales Practices to Seniors
April 14, 2008


State Securities Regulators Announce New Model Rule on the Use of Senior Certifications and Professional Designations
April 1, 2008


SEC, NASAA and FINRA Announce New Steps to Help Protect Senior Investors
February 8, 2008


“Free Lunch” Investment Seminar Examinations Uncover Widespread Problems, Perils for Older Investors
September 10, 2007


State Securities Regulators Issue Senior Investor Alert
September 10, 2007


NASAA Outlines Dangers Facing Senior Investors
September 5, 2007


NASAA Offers Tips on How to Talk to Aging Parents About Senior Investment Fraud
May 22, 2007


NASAA Survey Shows Senior Investment Fraud Accounts for Nearly Half of all Complaints Received by State Securities Regulators
July 17, 2006


SEC and NASAA Launch Program to Protect Senior Investors
May 8, 2006


NASAA Identifies Threats to Senior Investors in Senate Testimony
March 29, 2006


Regulators Urge Investors to Carefully Check Credentials of ‘Senior Specialists’
December 12, 2005


NASAA Outlines Efforts to Fight Senior Investment Fraud
August 17, 2004


State Securities Cops: Senior Investors Facing a Perfect Storm for Investment Fraud
September 4, 2003


 

 

 

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