NASAA Government Affairs Team

Michael J. Canning
Director of Policy

Anya Coverman
Deputy Director of Policy

NASAA actively advocates the interests of state and provincial securities regulators at all levels of government to protect investors and promote capital markets for the benefit of all investors. Visit NASAA.org for more information about NASAA’s issues advocacy program.

Testimony

 

Broken Trust: Combating Financial Exploitation of Vulnerable Seniors

February 4, 2015 – Testimony of Judith M. Shaw, Maine Securities Administrator, Co-chair of the Maine Council for Elder Abuse Prevention and President-elect North American Securities Administrators Association Before the Special Committee on Aging, United States Senate


Betting on Death in the Life Settlement Market: What’s at Stake for Seniors?

April 29, 2009 – Written testimony of Colorado Securities Commissioner, and NASAA President, Fred Joseph, delivered to the Senate Special Committee on Aging, regarding the regulation of life settlements.


Advising Seniors About Their Money: Who Is Qualified?

September 5, 2007 – Written testimony of Alabama Securities Commissioner, and NASAA President, Joseph P. Borg, delivered before the Senate Special Committee on Aging, regarding advising seniors on their money.


NASAA Statement at SEC Seniors Summit

July 17, 2006 – Statement of Wisconsin Securities Commissioner, and NASAA President, Patricia D. Struck, delivered at the SEC Seniors Summit.


Protecting Senior Citizens Against Investment Fraud

March 29, 2006 – Written testimony of Wisconsin Securities Commissioner, and NASAA President, Patricia D. Struck, delivered to the Senate Special Committee on Aging, regarding protecting senior citizens against investment fraud.


Protecting Senior Citizens Against Internet Investment Fraud

March 23, 2004 – Testimony of Tanya Solov, Illinois Securities Director and NASAA Broker-Dealer Section Chair Before the Special Committee on Aging United States Senate

Senior Connection

North American Securities Administrators Association (NASAA)Visit our interactive map to contact your state or provincial securities regulator and to find other resources for seniors.

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