NASAA Government Affairs Contact

Michael J. Canning
Director of Policy & Government Affairs

NASAA actively advocates the interests of state and provincial securities regulators at all levels of government to protect investors and promote capital markets for the benefit of all investors. Visit NASAA.org for more information about NASAA’s issues advocacy program.

• NASAA Issues & Advocacy

NASAA Comment Letters

NASAA Comment Letter to FINRA Regarding Regulatory Notice 19-36, Registered Person Being Named a Customer’s Beneficiary or Holding a Position of Trust for a Customer

January 24, 2020

NASAA Comment Letter to FINRA Regarding Regulatory Notice 19-27, Seniors Retrospective Rule Review

October 8, 2019

NASAA Letter to Reps. Sinema and Poliquin Regarding the Introduction of H.R. 4538, The Senior$afe Act of 2016

February 16, 2016

NASAA Letter to Sens. Collins and McCaskill Regarding the Introduction of the Senior$afe Act of 2015

October 27, 2015

NASAA Comment Letter to CFPB Regarding Senior Financial Exploitation 

August, 20, 2012

NASAA Letter to Congressman Ted Deutch (D-FL) Supporting H.R. 774, “The Senior Investor Protections Enhancement Act of 2011” 

March 10, 2011