NASAA Board Committee on Senior Issues & Diminished Capacity


Judith Shaw, Chair
Maine Office of Securities

Carolyn Mendelson, Vice Chair
Pennsylvania Department of Banking and Securities

Bernice Geiger
New Mexico Division of Securities

Deborah Gilllis
New Brunswick Financial and Consumer Services Commission

Melanie Senter Lubin
Maryland Securities Commission

Nicole Mazur
Vermont Department of Financial Regulation

Rosanne Mead
Iowa Securities Bureau

Theodore A. Miles
District of Columbia Department of Insurance, Securities and Banking

David Minnick
Missouri Securities Division

Kristen Standifer
Washington Securities Division

Karen Tyler
North Dakota Securities Commission

Megan Verdeja
Minnesota Department of Commerce

Diane Young-Spitzer
Massachusetts Securities Division

Advisory Council:

NASAA Board-level Committee on Senior Issues and Diminished Capacity

The Advisory Council to NASAA’s Committee on Senior Issues & Diminished Capacity includes experts from government, business, senior advocacy organizations, academia and medical and legal practitioners.

Members of the Advisory Council include:

  • Lois E. Alexander, National Association of Insurance Commissioners
  • Georgia Anetzberger, Gerontological Society of America
  • Josephine Colacci, Financial Planning Association
  • Marin Gibson, Securities Industry and Financial Markets Association
  • Trudy Gregorie, National Adult Protective Services Association
  • Nancy Heffner, Financial Services Institute
  • Hubert (Skip) Humphrey III, former director of the Consumer Financial Protection Bureau Office of Older Americans and former Minnesota Attorney General
  • Jason Karlawish, MD, University of Pennsylvania
  • Naomi Karp, Consumer Financial Protection Bureau Office of Older Americans
  • Judith Kozlowski, formerly with U.S. Department of Health and Human Services, Administration for Community Living
  • Ron Long, Wells Fargo Advisors
  • Kathleen Quinn, formerly with National Adult Protective Services Association
  • Charles Sabatino, American Bar Association Commission on Law & Aging
  • Lori Schock, U.S. Securities and Exchange Commission
  • Jean Setzfand, AARP
  • Neil Simon, Investment Adviser Association
  • Geraldine Walsh, FINRA Foundation

Senior Connection

North American Securities Administrators Association (NASAA)Visit our interactive map to contact your state or provincial securities regulator and to find other resources for seniors.

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